The Securities and Exchange Commission released, at the end of last year, its regulatory schedule for 2022, listing the priorities of the new rules to be issued, the topics to be submitted for public hearings, Regulatory Impact Analysis (RIA) and studies, and the consolidation of rules.
Below is a list of the standards and topics:
| RULES TO BE AMENDED |
| 1. AP 09/19: ICVM 461 Reform + Unique Self-Regulator
2. AP 02/20: Crowdfunding 3. AP 08/20: Investment Funds 4. AP 01/21: Corporate Demands (information related to arbitration, among others) 5. AP 02/21: Review of the public offerings’ framework 6. AP 03/21: BDR 7. AP 04/21: Encumbrances and liens 8. AP 05/21: Self-Employed Agents 9. AP 06/21: Non-resident Investor 10. AP 07/21: Inclusion of the deadline for return of request for examination 11. AP 08/21: Insider FII 12. AP 09/21: Doing Business |
| PUBLIC HEARING TOPICS: |
| 1. Transfer of Custody
2. Review of products destined to retail investors and the definition of qualified investors 3. Specific Fiagro regulations |
| RIA STUDIES: |
| 1. CVM Rule 481 (meeting and remote voting form)
2. Digital Influencers 3. Legal framework for startups 4. Transparency of pre-trade in the over-the-counter market (debentures) |
| REGULATION OF DECREE 10,139 |
| Restatement of the rules for publicly traded companies, public offerings, investment funds and organized markets. |
